Service Items Charges (HKD*) Min./Max. Charges
Hong Kong Securities Trading
Commission Negotiable  
Stamp Duty 0.1% on order consideration (Round up to the nearest dollar)  
Transaction Levy (SFC) 0.0027% on order consideration
Trading Fee (HKEX) 0.005% on order consideration  
CCASS Fee 0.002% on consideration Min. $2, Max. $100
Trading Tariff HKD 0.5 per transaction  
IPO Subscription
Non-financing Online Trading System Handling Charges : Waive
Manual application Handling Charges : $50
Financing Handling charges $100 + Interest
Settlement-related Services
Physical scrip deposit Waived  
Physical scrip withdrawal $5 per board / odd lot Min. $30
Settlement Instruction
- via investor participant (ISI)
- via CCASS (SI)    Deposit
 Withdrawal
Waived

Waived

$10 per board / odd lot (per stock)


Transfer Deed Stamp Duty $5 per transfer deed  
Compulsory share buy-back fee $250 per transaction + penalty charged by HK Clearing  
Account Maintenance
Custody fee Waived  
Confirmation of stock/cash balance $150 per confirmation letter  
Admin. fee for mailing statements Local mail $50/month; Overseas mail $100/month  
Request for historical statement fee $25 per statement beyond 3 months  
Nominee Services & Corporate Actions
Scrip Fee $1.5 per lot  
Collection fee for cash / scrip dividend 0.5% of total dividend received Min. $30
Collection fee for bonus share $1 per lot (round up to the nearest board lot) Min. $30
Collection fee for Rights / Open Offer $1 per lot (round up to the nearest board lot) Min. $30
Share consolidation / split Waived  
Exercise Warrants / CBBCs / Rights / Redemption / Open Offer Handling charge $50 + $0.8 per board lot (round up to the nearest board lot)  
Cash offer Handling charge $50 + $0.8 per board lot (round up to the nearest board lot) + Stamp duty 0.1% of total amount (round up to the nearest dollar)  
Others
Cash account overdue interest# P + 5%  
Margin account overdue interest# P + 3%  
Additional interest rate
*Loan to Value (LTV) ratio that exceeds 100%		 8%  
Telegraph Transfer (T/T) $100 per transaction + actual bank charges  
Return Cheque Charge $200 per case  
Stop Payment Charge $200 per case


Note:

# The applicable P rate is based on the prime rate set by BOCOM. Applicable interest rate for clients’ credit balance is determined by Plutus Securities Limited (“the Company”). It is subjected to change without prior notice.

* In general, all the charges are denoted in HKD. For non-HKD based products, charges will be calculated and paid based on the settlement currency. Clients should deposit the relevant amount of fund in corresponding settlement currency. If the Company is requested to handle the money exchange for settlement, all relevant fund will be calculated at the exchange rate set by the Company. However, stamp duty, transaction levy, trading fee and stock settlement fee are required to be paid to the relevant authorities in HKD. The calculation of the relevant amount is subjected to the exchange rate published by the Hong Kong Monetary Authority.

For odd lot trading, it can only be executed via manual order and commission is charged accordingly. All of above rates and charges are subjected to change and at the Company’s sole discretion without prior notice. The above list is not exhaustive, please call our Customer Services Hotline (852) 2968 1192 for inquiries or visit our website www.plutufingroup.com

Disclaimer & Risk Disclosure

The Asset Management Service of this website is only intended for “Professional Investors” as defined in the Securities and Futures Ordinance (Chapter 571 of the Laws of Hong Kong) (“SFO”). For more information regarding the SFO, please visit www.elegislation.gov.hk. The products and services described in the Asset Management Part of this website are not available to and should not be accessed by any person who is a not a Professional Investor.

By clicking “Accept” at the bottom of this page, you are deemed to have confirmed your status as a Professional Investor and have agreed to be bound by any terms and conditions applicable to this website.

Terms & Conditions

Information

The information contained in this website (“Information”) is provided by Plutus Securities and Plutus Asset Management Limited, which are regulated by the Hong Kong Securities and Futures Commission ("SFC"). The content of this website has however not been reviewed by the SFC and the Information is for informational purposes only. Our Funds have not been authorized by the SFC to be marketed to the general public in Hong Kong. If you are in doubt about the Information, you should obtain independent professional advice. Investors should not make any investment decision solely based on the Information.

Changes to the Terms and Information

The Terms and the Information may be changed from time to time. The use of any part of this website will be subject to any such changes once they are made. It is therefore advisable to review any applicable terms and conditions and the Information you intended to use regularly.

Availability

The Information, including the layout of this website, any products and / or services may be wholly or partially suspended, withdrawn or changed at any time.

No Offer

None of the Information or any opinion contained on this website constitutes an offer to sell or a solicitation, or offer to buy, any securities or financial instruments or investment advice or any advice or recommendation in respect of such securities or other financial instruments.

Investment Performance

Please note that the value of investments and the income derived from them may fluctuate and an investor may not receive back the amount originally invested. Where past performance is shown it refers to the past and should not be seen as an indication of future performance. The value and any income arising from any investment referred to on this website may go down as well as up. In particular you may not get back the full amount invested. Where overseas securities are held the rate of currency exchange may cause the value of the investment to go up as well as down. Any forecast, projection or target is indicative only and is not guaranteed in any way. We accept no liability for any failure to meet such a forecast, projection or target.

In the case of investments for which there is not a recognized market it may be difficult for investors to sell their investment or to obtain reliable information about its value or the extent of the risks to which it is exposed.

No Warranties

Other than the warranties and representations contained in the Terms, all other warranties and representations, whether expressed, implied or statutory are, to the fullest extent permitted by the law, excluded. We do not exclude or restrict our liabilities or duties to you where or to the extent that this is prohibited by law or regulation. You should assume that the use of this website is at your sole risk.

We do not represent that:

  • the Information will be accurate, complete or up to date or meet your specific requirements,;
  • this website will be available, access to this website will be uninterrupted or that there will be no delays, failures, errors or omissions or loss of information as this website is transmitted to you, no viruses or other contaminating or destructive materials or elements will be transmitted or that your computer system will not be damaged.

We also do not provide any guarantee about the accuracy, functionality or performance of any third party software, content or equipment used in connection with this website.

Exclusion of Our Liability

To the extent permitted by law, neither we nor any member of the Plutus Securities & Plutus Asset Management Limited shall be liable for any damage, loss or liability (whether arising in contract, tort, including negligence, or otherwise) arising out of or in connection with:

  • your use of this website
  • your reliance on or your inability to use the information, products or services on this website; or
  • any failure of performance, error, omission, interruption, defect, delay in operation or transmission, computer virus or line or system failure to this website or your use or attempted use of it.

The above exclusions apply to any damage which is direct, indirect, special, incidental or consequential or consists of loss of profits, business, opportunity or data.

Third Party Websites and Endorsements

Where we provide hypertext links to other locations on this website, we do so for information purposes only. We are not responsible for the content of any websites or pages of third parties linked to or from this website. Following links to any websites or pages of third parties shall be at your own risk. We shall not be responsible or liable for any damages or in any other way in connection with such linking of those websites or pages.

Links to third party downloadable software sites are for convenience only and we are not responsible nor are we liable for any difficulties or consequences associated with downloading that software. You are responsible for obtaining all necessary authorizations to use such software and we give no implied license or warranty in relation to the obtaining of or use of such software whatsoever.

None of the Information or any hyperlinks to or from any third party websites or pages propose to, directly or indirectly, endorse, approve or claims to be responsible for appropriateness of any third parties or their advice, opinions, information, products or services.

Intellectual Property Rights

Unless otherwise expressly noted, all copyright, patent, intellectual and other property rights in connection with the Information are owned by Plutus Securities & Plutus Asset Management Limited or its group.